道德

一、Code of Ethics（道德规范）

1、定义：道德规范是一套关于义务和禁止行为的信仰的成文原则，它指导专业人员在日常工作中的行为，强调道德价值观和职业操守。

2、包含的6条code：

①Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.

②Place the integrity of the investment profession and the interests of clients above their own personal interests.

③Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.

④Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.

⑤Promote the integrity and viability of the global capital markets for the ultimate benefit of society.

⑥Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals.二、

二、Standard of Profession（职业标准）

1、定义：职业标准是指特定职业或行业内对专业人员行为的最低限度可接受行为的基准。它通常更加具体和详细，涵盖了职业行为的各个方面。

2、包含的项目：就是后面我们详细学习的七大条准则，22条小的条款。