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椰子鸡 · 2024年04月25日

那之前有道题 员工自己删除了资料,他也不违规呀

NO.PZ2023021602000077

问题如下:

According to the recommended procedures for compliance with CFA Institute Standard V(C): Record Retention, who is most likely responsible for maintaining the records that support investment actions?

选项:

A.The firm B.Research analysts C.The chief compliance officer

解释:

A is correct. According to the recommended procedures for compliance with CFA Institute Standard V(C): Record Retention, the responsibility to maintain records that support investment action generally lies with the firm, rather than individuals.

如题。


另外真题会有课后题/经典题这么长的案例题么

1 个答案

王暄_品职助教 · 2024年04月26日

那之前有道题 员工自己删除了资料,他也不违规呀

请问具体是什么题目


另外真题会有课后题/经典题这么长的案例题么

会有的