NO.PZ201604030300004701
问题如下:
1. According to the CFA Institute Standards of Professional Conduct, before accepting the position on the board of the subsidiary, Riser should:
选项:
A.receive verbal consent from Swibank.
B.receive verbal consent from his clients.
C.disclose to his employer the financial compensation proposed by the subsidiary.
解释:
C is correct.
According to Standard IV(B), members must not accept compensation that competes with their employers’ interest unless they obtain written consent from all parties involved. Thus Riser must receive written, not verbal, consent from his employer before accepting the position on the subsidiary’s board. According to the recommended procedures for compliance, Riser should make an immediate written report to his employer specifying the terms of the agreement; the nature of the compensation; the approximate amount of the compensation; and the duration of the agreement. The Standards do not require that members receive permission from clients before accepting board positions.
子公司的职位是工作时间的竞争性岗位,为何接受子公司的职位不需要得到总公司的同意?