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Viola欧拉 · 2024年02月16日

能展开讲讲为什么选C么

NO.PZ2018062009000073

问题如下:

Q. The Investment Analysis, Recommendations, and Actions standard states that members and candidates must:

选项:

A.

find an investment suitable for their client before making a recommendation.

B.

make reasonable efforts to ensure that performance presentation is fair, accurate, and complete.

C.

distinguish between fact and opinion in the presentation of investment analysis and recommendations.

解释:

C is correct. The V.B.4 Communications with Clients and Prospective Clients section of the Investment Analysis, Recommendations, and Actions standard states that members and candidates must distinguish between fact and opinion in the presentation of investment analysis and recommendations.

A is incorrect because this standard is discussed in the III.C.1b Suitability section of the Duties to Clients standard.

B is incorrect because performance presentation is discussed in the III.D Performance Presentation section of the Duties to Clients standard.

老师,具体为什么要区别 Opinion和facts,这里可以具体把逻辑讲一下吗?这里没有理解为什么会选C

1 个答案

王暄_品职助教 · 2024年02月18日

V(B) Communications with Clients and Prospective Clients这一条规定跟客户进行沟通的时候,必须要去分事实和观点,如果仅仅是个人观点,就要告诉客户这是个人观点,而不能以事实称述给客户,折让会误导客户。

而选项A\B并不是V(B) Communications with Clients and Prospective Clients这一条的内容

选项A是III(C)Suitability 的内容,选项B是 III(D)Performance Presentation

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2024-06-08 10:00 1 · 回答

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