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ditto · 2018年06月17日

问一道题:NO.PZ2016032801000033 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

请问题目中的p主人公是怎样达到操纵市场的目的的
1 个答案

发亮_品职助教 · 2018年06月19日

目的是促成兼并交易。然后问哪些是违反的。

A是,发公告说要有兼并意向,这是OK的,吸引Merger对象。

C同样是发公告也是OK的。

B这个2000 shares确实看起来有点离谱,但是主要是和平时平均数据一比,这算是异常数据了。看题目信息的相对描述。

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NO.PZ2016032801000033 问题如下 Pietro, presint of LocBank, hhirethe bank’s market maker, Vogt, to seek a merger partner. Locis currently not listeon a stoexchange anhnot reportethit is seeking strategic alternatives. Vogt hscussethe possibility of a merger with severfirms, but they have all cito wait until after the next perios financita are available. The potentibuyers believe the results will worse ththe results of prior perio anwill allow them to pless for LocBank. Pietro wants to increase the likelihooof structuring a merger quickly. Whiof the following actions woulmost likely a violation of the Co anStanr? A.Pietro coulinstruLocBank to issue a press release announcing thit hretaineVogt to fina merger partner. B.Pietro coulplaa buy orr for 2,000 shares (or four times the average weekly volume) through Vogt for his personaccount. C.After confirming with Local’s chief financiofficer, Pietro coulinstruLocto issue a press release reaffirming the firm’s prior announceearnings guinfor the full fiscyear. B is correct.Through placing a personpurchase orr this significantly greater ththe average volume, Pietro is violating StanrIIB–Market Manipulation. He is attempting to manipulate increase in the share prianthus bring a buyer to the negotiating table. The news of a possible merger anconfirmation of the firm’s earnings guinmalso have positive effects on the priof LocBank, but Pietro’s actions in instructing the release of the information es not represent a violation through market manipulation. Announcements of this nature are common anpracticto keep investors informe Thus, answers A anC are incorrect. 题干特意提到LocBank is not listeon exchange stock,那又如何可以通过购买2000股来增加交易量呢?

2024-01-21 17:31 1 · 回答

NO.PZ2016032801000033 问题如下 Pietro, presint of LocBank, hhirethe bank’s market maker, Vogt, to seek a merger partner. Locis currently not listeon a stoexchange anhnot reportethit is seeking strategic alternatives. Vogt hscussethe possibility of a merger with severfirms, but they have all cito wait until after the next perios financita are available. The potentibuyers believe the results will worse ththe results of prior perio anwill allow them to pless for LocBank. Pietro wants to increase the likelihooof structuring a merger quickly. Whiof the following actions woulmost likely a violation of the Co anStanr? A.Pietro coulinstruLocBank to issue a press release announcing thit hretaineVogt to fina merger partner. B.Pietro coulplaa buy orr for 2,000 shares (or four times the average weekly volume) through Vogt for his personaccount. C.After confirming with Local’s chief financiofficer, Pietro coulinstruLocto issue a press release reaffirming the firm’s prior announceearnings guinfor the full fiscyear. B is correct.Through placing a personpurchase orr this significantly greater ththe average volume, Pietro is violating StanrIIB–Market Manipulation. He is attempting to manipulate increase in the share prianthus bring a buyer to the negotiating table. The news of a possible merger anconfirmation of the firm’s earnings guinmalso have positive effects on the priof LocBank, but Pietro’s actions in instructing the release of the information es not represent a violation through market manipulation. Announcements of this nature are common anpracticto keep investors informe Thus, answers A anC are incorrect. a错在哪里?b又怎么理解?

2023-08-31 04:35 1 · 回答

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2022-04-03 10:20 1 · 回答

Pietro coulplaa buy orr for 2,000 shares (or four times the average weekly volume) through Vogt for his personaccount. After confirming with Local’s chief financiofficer, Pietro coulinstruLocto issue a press release reaffirming the firm’s prior announceearnings guinfor the full fiscyear. B is correct. Through placing a personpurchase orr this significantly greater ththe average volume, Pietro is violating StanrIIB–Market Manipulation. He is attempting to manipulate increase in the share prianthus bring a buyer to the negotiating table. The news of a possible merger anconfirmation of the firm’s earnings guinmalso have positive effects on the priof LocBank, but Pietro’s actions in instructing the release of the information es not represent a violation through market manipulation. Announcements of this nature are common anpracticto keep investors informe Thus, answers A anC are incorrect.老师问下 b这个2000shares不算大额吧 感觉不会操纵市场...

2020-03-03 11:31 1 · 回答

    C错在哪里,已经发布的业绩数据可以保证未来的收入仍然可靠,在这明显是误导投资者啊

2019-06-12 09:42 1 · 回答