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fairyruby11 · 2018年06月16日

问一道题:NO.PZ201604030300004601 第1小题 [ CFA III ]

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问题如下图:

    

选项:

A.

B.

C.

解释:


没懂principle transaction或者on a principle basis是什么意思


1 个答案

韩韩_品职助教 · 2018年06月18日

同学你好,这里principal transaction是个专有名词,是说dealer的角色是做什么的,或者说dealer是怎么来做业务的,具体的方法就是在冒号后面的内容,当收到一个客户的订单后,dealer会从市场上另外一个参与人按照原来本金的基础来执行order. 主要是要区分做市商和普通投资者,一般做市商都是赚价差的net spread。这里理解有这种机制就可以。加油~

Ruthlessbaby · 2020年09月20日

还是没有解释清楚啊,麻烦解释一下

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