Although Kercheval is excited about the opportunity to join Duffy, she feels the timing is not quite right so she delays submitting her resignation. A short time later, she sees one of the clients Duffy had noted in her presentation in the DalTex office. She stops to talk with the client who mentioned how much he missed working with Duffy. Kercheval tells the client she had recently seen Duffy and shares her plans to open her own firm. The client gives Kercheval his business card and asks her to have Duffy contact him or to give him the name of her new firm. Kercheval considers what she should do and comes up with the following options:
- Option 1: Call Duffy and recount the conversation.
- Option 2: Do nothing until she joins Victory and then pass on the card to Duffy.
- Option 3: Give the client the name of Duffy’s new firm.
Regarding her conversation with DalTex’s client, which option should Kercheval most likely choose to prevent violating CFA Institute Code of Ethics and Standards of Professional Conduct?
A Option 1
B Option 2
C Option 3
C is correct.
这题目答案是认真的？B确实不合适，违反III(A), Loyalty, Prudence, and Care？
C不违反 IV(A)？
