开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

戴宣龙 · 2023年11月13日

怎么理解BC

NO.PZ2022120703000099

问题如下:

According to the Brunel Asset Management Accord, which of the following is of limited significance in evaluating asset managers?

选项:

A.Short-term underperformance by an asset manager

B.Loss of key personnel in an asset management firm

C.Change in the investment style of an asset manager

解释:

A is correct because "the document emphasises that short-term underperformance is not in itself likely to give rise to undue concern for the client." "Investment performance, particularly in the short term, will be of limited significance in evaluating the Manager."

B is incorrect because "issues that it identifies as likely to give rise to concerns include … the loss of key personnel."

C is incorrect because "issues that it identifies as likely to give rise to concerns include a … change in investment style."

BC好像是跟哪个内容有关,但是记不起来了。

1 个答案
已采纳答案

净净_品职助教 · 2023年11月13日

嗨,从没放弃的小努力你好:


详见第九章水印版讲义P42~43,B和C就是BAMA提出的:

布鲁内尔资产管理协议强调了客户可以做到这一点的一种方式。该文件强调,短期业绩不佳本身不太可能引起客户的过度担忧:“投资业绩,特别是短期的投资业绩,在评估基金经理时意义有限。”相反,它列出的可能引起担忧的问题更多是关于企业文化,以及未能遵守预期的投资流程或风格。

►“始终不遵守布鲁内尔的投资原则和协议精神。

►投资风格的改变,或者不符合预期风格的投资。

►对任何表现不佳的原因缺乏理解,和/或不愿意从错误中吸取教训。相反,在取得好成绩后应避免自满。

►未能遵守投资限制或妥善管理风险,包括承担的风险过低。

►组织不稳定或关键人员流失。

----------------------------------------------
努力的时光都是限量版,加油!