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西红柿面 · 2023年09月15日

怎么看出来本题主要想考察【communication with clinets and prospective client】呢

NO.PZ2018062009000073

问题如下:

Q. The Investment Analysis, Recommendations, and Actions standard states that members and candidates must:

选项:

A.

find an investment suitable for their client before making a recommendation.

B.

make reasonable efforts to ensure that performance presentation is fair, accurate, and complete.

C.

distinguish between fact and opinion in the presentation of investment analysis and recommendations.

解释:

C is correct. The V.B.4 Communications with Clients and Prospective Clients section of the Investment Analysis, Recommendations, and Actions standard states that members and candidates must distinguish between fact and opinion in the presentation of investment analysis and recommendations.

A is incorrect because this standard is discussed in the III.C.1b Suitability section of the Duties to Clients standard.

B is incorrect because performance presentation is discussed in the III.D Performance Presentation section of the Duties to Clients standard.

难道是因为题目说了一个Investment Analysis, Recommendations, and Actions standards,那么对应的就是V. Investments的条款,然后其他的一个是III(C)、一个是III(D),都是属于III. Duty of Clients吗?

1 个答案

王暄_品职助教 · 2023年09月15日

因为V(B)这一条的名字就有这些文字呀,而其他的准则没有呀

西红柿面 · 2023年09月26日

讲义上课可没这么写,算了当补充知识点吧

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