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aanna · 2018年06月05日

问一道题:NO.PZ2016032801000030 [ CFA I ]

问题如下图:

    

选项:

A.

B.

C.

解释:


看了之前的回复,还是不太明白为什么不选B,c中的后半句也不太理解,请老师详细解释下,谢谢

1 个答案

韩韩_品职助教 · 2018年06月07日

同学你好,这个题目跟老师讨论了一下,b选项主要是错在这笔钱到底是不是一个合情合理的使用,这不是我们判断能不能收soft dollar的标准,根本的原则是这个soft dollar能不能直接帮助基金经理为客户进行投资决策,也就是说这笔钱到底符不符合soft dollar定义才是我们判断soft dollar能不能收的主要原则。


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