NO.PZ2016032802000034
问题如下：
Tribe Zhang, CFA, is a portfolio manager. One of his rich clients Pee told Tribe that he was so upset that his company, which produced artificial intelligence robot, was under investigation for the fictitious financial statements. Coincidentally, Tribe’s friend Melo was recently preparing for the listing of Pee’s company. So, Tribe quickly informed Melo about this investigation to stop Pee’s company going public. Did Tribe violate the Code and Standards?
选项：
A.
Yes, because he failed to keep the confidentiality of his client's information.
B.
Yes, because he didn't report to the proper authorities about this fictitious financial statements.
C.
No.
解释：
A is correct.
According to Standard III(E) Preservation of Confidentiality, Tribe mustn’t tell this information to his friend although this is an illegal activity. He could only disclose this to the proper authorities if required.
如果知道个坏消息，这种对朋友正确做法是啥呢？如果再换成是对自己基金的客户，又该怎么做呢？啥都不做也不太合适吧？
