NO.PZ201604030300004801
问题如下:
1. Does the reference to Chau’s participation in the CFA Program, as presented in the marketing brochure, or in the suggested change, violate CFA Institute Standards of Professional Conduct?
选项:
A.No.
B.The marketing brochure is a violation, but the suggested change is not a violation.
C.The suggested change is a violation, but the marketing brochure is not a violation.
解释:
A is correct.
Both the first and second presentations are consistent with the CFA Institute Code and Standards. According to the Standards, candidates may reference their participation in the CFA Program as long as they are active, but they cannot imply a partial designation. A statement about the level of the exam successfully passed or a level of the exam upcoming is appropriate, whereas indicating or implying a partial designation or citing a future date of expected completion of a level in the CFA Program is prohibited.
如题