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Captain America · 2023年06月05日

请解释一下A选项?

NO.PZ2018062009000064

问题如下:

Q. Which of the following statements best describes an aspect of the Professional Conduct Program process?

选项:

A.

Inquiries are not initiated in response to information provided by the media.

B.

Investigations result in Disciplinary Review Committee panels for each case.

C.

Investigations may include requesting a written explanation from the member or candidate.

解释:

C is correct. When an inquiry is initiated, the Professional Conduct staff conducts an investigation that may include requesting a written explanation from the member or candidate.

A is incorrect because Professional Conduct inquiries can be initiated in response to information provided by the media. CFA Institute staff may become aware of questionable conduct by a member or candidate through the media, regulatory notices, or another public source.

B is incorrect because although the Disciplinary Review Committee (DRC) is responsible for enforcement of the Code and Standards in conjunction with the Professional Conduct Program (PCP), only in the event that a member or candidate does not accept the charges and proposed sanction is the matter referred to a panel composed of DRC members.

请问A选项哪里错了?

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王暄_品职助教 · 2023年06月07日

请问如果是同事举报的,同事举报舞弊被调查这不是也得调查吗?但这不是媒体发起的如何解读呢?

这也是协会获得相关信息的一种形式啊,完全没有问题;

本题问的是:以下哪项最能描述Professional Conduct Program流程的一个方面?

选项A说:调查不是针对媒体提供的信息而发起的,错误的,调查可以因为媒体信息而发起

王暄_品职助教 · 2023年06月06日

选项A的意思为:这些调查不是针对媒体提供的信息而发起的。

错误,通常都是媒体会爆料一些问题,然后协会发起调查

Captain America · 2023年06月07日

请问如果是同事举报的,同事举报舞弊被调查这不是也得调查吗?但这不是媒体发起的如何解读呢?

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