NO.PZ2022120702000072
问题如下:
Sharon is the Chief Investment Officer of BCM, a boutique asset manager that primarily invests in UK equities. BCM has a small stake in RTC media company which has not been efficient in removing terrorist-related content circulated on its social networking website.
Since BCM’s resources are limited, Sharon decides to join the Investor Forum, which will allow her to
选项:
A.Avoid direct interaction with RTC and retain complete anonymity. B.Benefit from the advisory services on how to approach RTC C.Facilitate effective dialogue with RTC alongside wider investor participation. D.Initiate a joint shareholders resolution to gain control of RTC.解释:
本题考察的是通过投资者论坛来对公司进行private collective engagement,这个投资者论坛有十个特征。题干信息中,Sharon所在公司BCM对RTC公司的股权占比很小,资源有限,她想通过投资者论坛来对RTC有关恐怖主义方面的情况施加影响。投资者论坛可以促进成员与被投资公司的有效对话(C选项正确)。
A选项错误,投资者论坛并不是要避免成员与被投资公司的接触,而是避免成员之间接触,并且保证成员之间的信息是保密的;
B选项错误,投资者论坛不提供咨询服务;
D选项错误,投资者论坛成立的目的就是为了避免小股东联合行动被认定为一致行动人。
为啥投资者论坛成立能够避免小股东联合行动被认定为一致行动人?感觉有个平台更方便让大家投资人起来了呀?