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shiyu0802 · 2023年02月03日

A为什么可以做?

NO.PZ2016040303000020

问题如下:

Which of the following statements is correct under the Code and Standards?

选项:

A.

CFA Institute members and candidates are prohibited from undertaking independent practice in competition with their employer.

B.

Written consent from the employer is necessary to permit independent practice that could result in compensation or other benefits in competition with a member’s or candidate’s employer.

C.

Members and candidates are prohibited from making arrangements or preparations to go into a competitive business before terminating their relationship with their employer.

解释:

B is correct.

Under Standard IV(A) –Loyalty, members and candidates may undertake independent practice that may result in compensation or other benefit in competition with their employer as long as they obtain consent from their employer. Answer C is not consistent with the Standards because the Standards allow members and candidates to make arrangements or preparations to go into competitive business as long as those arrangements do not interfere with their duty to their current employer. Answer A is not consistent with the Standards because the Standards do not include a complete prohibition against undertaking independent practice.

A中提到的是“independent practice in competition”,为什么是不允许的?不是independent practice可以,但是在职期间,和雇主的竞争的工作不论上班还是下班都不可以吗?

pinzhili · 2023年06月27日

A选项"independent practice in competition with their employer". 既然competition with their employer, 就是与雇主的利益相冲突吧? 教材中明确了“ Included in Standard IV(A) is the requirement that members and candidates abstain from competitive activity that could conflict with the interests of their employer" 那么A选项为何不对

3 个答案

王暄_品职助教 · 2023年06月28日

A选项"independent practice in competition with their employer". 既然competition with their employer, 就是与雇主的利益相冲突吧? 教材中明确了“ Included in Standard IV(A) is the requirement that members and candidates abstain from competitive activity that could conflict with the interests of their employer" 那么A选项为何不对

因为协会并不是严格禁止这种行为,只要获得雇主的同意,完全可以去

王暄_品职助教 · 2023年06月23日

A选项"independent practice in competition with their employer".  既然competition with their employer, 就是与雇主的利益相冲突吧? 教材中明确了“ Included in Standard IV(A) is the requirement that members and candidates abstain from competitive activity that could conflict with the interests of their employer" 那么A选项为何不对?

因为其实只要是雇主同意了,我们是可以做的。

王暄_品职助教 · 2023年02月04日

因为相比B来说,A说的不够全面,员工可以做independent practice,但必须向雇主披露并且获得雇主的同意。所以B才是正确的描述。

pinzhili · 2023年06月23日

A选项"independent practice in competition with their employer".    既然competition with their employer,  就是与雇主的利益相冲突吧? 教材中明确了“ Included in Standard IV(A) is the requirement that members and candidates abstain from competitive activity that could conflict with the interests of their employer" 那么A选项为何不对?

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