IV(B) additional compensation arrangement
I(B) independence and objectivity
1、客户给的trip to Monato -- disclose 收到雇主written consent才能收,否则违反IV(B)
问题:trip to Monato不算是奢侈礼物吗?为什么可以收?
2、目标公司给的non-monetary benefits -- disclose 收到雇主written consent才能收,否则违反IV(B)
3、gift from subject company (to research):拒绝奢侈礼物,modest and normal gift is OK. 问题:那modest and normal gift 需要雇主书面同意吗?
4、gift from client(to asset manager): clients gift should be disclosed,没披露 violate I(B) IV(B),披露了但没有收到雇主同意,violate IV(B),不违反I(B),只要disclose,就不违反I(B)