一大 · 2022年12月31日

C为什么不对

NO.PZ2018062009000062

问题如下：

Which of the following responses most completely represents an ethical principle of CFA Institute as outlined in the Standards of Practice Handbook?

选项：

Individual professionalism

Responsibilities to clients and employers

Ethics involved in investment analysis and recommendations

解释：

A is correct.

Within the Standards of Practice Handbook, CFA Institute addresses ethical principles for the profession in the following Standards: individual professionalism; integrity in capital markets; responsibilities to clients, responsibilities to employers; ethics involved in investment analysis, recommendations, and actions; and possible conflicts of interest. B is incorrect because it represents, and combines, two ethical principles, those relating to the Standards “Duties to Clients” and “Duties to Employers. ” C is incorrect because the ethical principle (and Standard) relating to ethics in investment analysis and recommendations also includes actions.

如题

添加评论

2 个答案

已采纳答案

笛子_品职助教 · 2023年01月03日

嗨，从没放弃的小努力你好：

那b错在哪呢，也是因为不够完整（漏了对资本市场的责任吗，还是表述不当，必须和 “Duties to Clients” and “Duties to Employers. ” 一样，不能把这两条合成成一条

原文是integrity in capital markets; responsibilities to clients, responsibilities to employers

B犯了两个错误。

一是少了一条，不够完整。

二是要分开表述responsibilities to clients, responsibilities to employers，而不能合起来表述为Responsibilities to clients and employers。

----------------------------------------------
努力的时光都是限量版，加油！

添加评论

ditto · 2023年10月16日

为什么不能合并表述responsibilities和Duties.. 语义上分开和合并是没有区别的呀

笛子_品职助教 · 2023年01月03日

嗨，从没放弃的小努力你好：

这道题问：以下哪项回答最完整地代表了《执业标准手册》中概述的CFA协会的道德原则？

C选项说：投资分析和建议中涉及的道德规范。

C是不正确的，原文是：ethics involved in investment analysis, recommendations, and actions;

含义是：与投资分析和建议中的道德相关的道德原则（和标准）也包括行动。

C少了actions，所以不正确。它的错误在于，不够完整（most completely）

----------------------------------------------
努力的时光都是限量版，加油！

添加评论

C为什么不对

2 个答案

2

1

659

相关问题