NO.PZ2018062009000070
问题如下:
Q. According to the Duties to Clients standard, suitability requires members and candidates in an advisory relationship with a client to:
选项:
A.place their clients’ interests before their own interests.
consider investments in the context of the client’s total portfolio.
not knowingly make misrepresentations relating to recommendations.
解释:
B is correct.
Standard III.C.1c Suitability states that when members and candidates are in an advisory relationship with a client, they must judge the suitability of investments in the context of the client’s total portfolio.
A is incorrect because this is a requirement addressed under Standard III.A Loyalty, Prudence, and Care, not Standard III.C.1c Suitability.
C is incorrect because this is a requirement addressed under Standard I.C Misrepresentation, not Standard III.C.1c Suitability.
如题