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一大 · 2022年12月31日

C可以翻译一下吗

NO.PZ2018062009000070

问题如下:

Q. According to the Duties to Clients standard, suitability requires members and candidates in an advisory relationship with a client to:

选项:

A.

place their clients’ interests before their own interests.

B.

consider investments in the context of the client’s total portfolio.

C.

not knowingly make misrepresentations relating to recommendations.

解释:

B is correct.

Standard III.C.1c Suitability states that when members and candidates are in an advisory relationship with a client, they must judge the suitability of investments in the context of the client’s total portfolio.

A is incorrect because this is a requirement addressed under Standard III.A Loyalty, Prudence, and Care, not Standard III.C.1c Suitability.

C is incorrect because this is a requirement addressed under Standard I.C Misrepresentation, not Standard III.C.1c Suitability.

如题

1 个答案
已采纳答案

笛子_品职助教 · 2023年01月03日

嗨,从没放弃的小努力你好:


C翻译为:不故意做出与建议相关的错误陈述。


这道题问的是:适当性条款,要求怎么做。

C 选项的回答是:不当陈述条款,要求怎么做。

所以不选C。

----------------------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!

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