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gracesunh · 2018年04月17日

问一道题:NO.PZ201604030300004603 第3小题 [ CFA III ]

* 问题详情,请 查看题干

可以解释下里面那个net basis之类的嘛?还有个人和机构投资者有什么不同呀?

问题如下图:

选项:

A.

B.

C.

解释:

1 个答案

Shimin_CPA税法主讲、CFA教研 · 2018年04月22日

net basis指的是价差,这里Omega买入时股票价格为25,以25.01的价格卖出,net basis 为0.01。个人与机构投资者的区别在题干最开始的表格内,机构投资者交易可以有价差(may be traded on an net basis),个人投资者不能加价差(the same execution price without mark-up, mark-down, commissions, or fees).

Sure · 2020年04月18日

那这道题个人投资者的正确表述应该是?

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2022-12-21 10:07 1 · 回答

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2020-10-14 00:54 1 · 回答