问题如下图：
选项：
A. 
B. 
C. 
解释：
NO.PZ2016040303000032 问题如下 Anews, a private wealth manager, is concting interviews for a new researanalyst for his firm. One of the cantes is Wright, analyst with a locinvestment bank. ring the interview, while Wright is scribing his analyticskills, he mentions a current merger in whihis firm is acting the aiser. Anews hhearrumors of a possible merger between the two companies, but no releases have been ma the companies concerne Whiof the following actions Anews is least likely a violation of the Co anStanr? A.Waiting until the next y before trang on the information to allow time for it to become publi B.Notifying all investment managers in his firm of the new information so none of their clients are saantage C.Placing the securities mentionepart of the merger on the firm’s restrictetrang list. is correct.Answer The guinto StanrII(–MateriNonpublic Information recommen aing securities to the firm’s restrictelist when the firm hor mhave materinonpublic information. aing these securities to this list, Anews woulupholthis stanr Because waiting until the next y will not ensure thnews of the merger is ma publianswer A is incorrect. Negotiations mtake mulonger between the two companies, anthe merger mnever happen. Anews must wait until the information is sseminateto the market before he tras on thinformation. Answer B is incorrebecause Anews shoulnot sclose the information to other managers; no trang is alloweon materinonpublic information. 老师，针对C，有个额外的疑问，我记得另外有个条款是在什么情况下，好像有种说法是 建议的是不要主动限制，主动限制反而给外界一种信号怀疑我们是不是有消息，也不主动提供，建议就是就是类似被动接单，这样外边的人就不知道我们是否有消息，是哪个条款来着？和这个C有什么区别？
NO.PZ2016040303000032 问题如下 Anews, a private wealth manager, is concting interviews for a new researanalyst for his firm. One of the cantes is Wright, analyst with a locinvestment bank. ring the interview, while Wright is scribing his analyticskills, he mentions a current merger in whihis firm is acting the aiser. Anews hhearrumors of a possible merger between the two companies, but no releases have been ma the companies concerne Whiof the following actions Anews is least likely a violation of the Co anStanr? A.Waiting until the next y before trang on the information to allow time for it to become publi B.Notifying all investment managers in his firm of the new information so none of their clients are saantage C.Placing the securities mentionepart of the merger on the firm’s restrictetrang list. is correct.Answer The guinto StanrII(–MateriNonpublic Information recommen aing securities to the firm’s restrictelist when the firm hor mhave materinonpublic information. aing these securities to this list, Anews woulupholthis stanr Because waiting until the next y will not ensure thnews of the merger is ma publianswer A is incorrect. Negotiations mtake mulonger between the two companies, anthe merger mnever happen. Anews must wait until the information is sseminateto the market before he tras on thinformation. Answer B is incorrebecause Anews shoulnot sclose the information to other managers; no trang is alloweon materinonpublic information. 老师，如果是这两个，哪个做法更稳妥？等着信息公开那一天才交易放入限制性清单
NO.PZ2016040303000032 问题如下 Anews, a private wealth manager, is concting interviews for a new researanalyst for his firm. One of the cantes is Wright, analyst with a locinvestment bank. ring the interview, while Wright is scribing his analyticskills, he mentions a current merger in whihis firm is acting the aiser. Anews hhearrumors of a possible merger between the two companies, but no releases have been ma the companies concerne Whiof the following actions Anews is least likely a violation of the Co anStanr? A.Waiting until the next y before trang on the information to allow time for it to become publi B.Notifying all investment managers in his firm of the new information so none of their clients are saantage C.Placing the securities mentionepart of the merger on the firm’s restrictetrang list. is correct.Answer The guinto StanrII(–MateriNonpublic Information recommen aing securities to the firm’s restrictelist when the firm hor mhave materinonpublic information. aing these securities to this list, Anews woulupholthis stanr Because waiting until the next y will not ensure thnews of the merger is ma publianswer A is incorrect. Negotiations mtake mulonger between the two companies, anthe merger mnever happen. Anews must wait until the information is sseminateto the market before he tras on thinformation. Answer B is incorrebecause Anews shoulnot sclose the information to other managers; no trang is alloweon materinonpublic information. 觉得等消息公开了确定真假之后交易也OK啊
NO.PZ2016040303000032 请问为什么要放入限制清单？公司并没有录用这个候选人，不是公司人员产生conflict
NO.PZ2016040303000032 Notifying all investment managers in his firm of the new information so none of their clients are saantage Placing the securities mentionepart of the merger on the firm’s restrictetrang list. C is correct. Answer The guinto StanrII(–MateriNonpublic Information recommen aing securities to the firm’s restrictelist when the firm hor mhave materinonpublic information. aing these securities to this list, Anews woulupholthis stanr Because waiting until the next y will not ensure thnews of the merger is ma publianswer A is incorrect. Negotiations mtake mulonger between the two companies, anthe merger mnever happen. Anews must wait until the information is sseminateto the market before he tras on thinformation. Answer B is incorrebecause Anews shoulnot sclose the information to other managers; no trang is alloweon materinonpublic information.我想确认一下答案A错的原因是第二天交易 时间太短 不足以让并购的消息变成公开信息 对么？ 所以C是最稳妥的方式
