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daiqiedison · 2018年04月10日

问一道题:NO.PZ2016032801000032 [ CFA II ]

问题如下图:

    

选项:

A.

B.

C.

解释:


请问根据马赛克理论,知道内幕信息,不得交易股票,即使会对公司和投资者的利益造成损失吗?因为即使不知道内幕消息,基金经理也有可能去buy,反而知道了却禁止buy,这样不是对投资者不利吗?

1 个答案

韩韩_品职助教 · 2018年04月10日

同学你好,这里需要明确一下MNI这个准则,是说知道了MNI消息之后不能利用这个消息来进行交易。如果交易的话,会损害资本市场的利益,也会影响到不知道这些消息的客户的利益。马赛克理论的含义是说,你做出的投资建议不是基于这个消息,而是根据公开信息或者非实质的非公开的信息进行分析和判断为客户所做出的的投资这个是不违反的。所以主要是看这个投资是不是基于MNI这个消息本身。

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2022-03-30 15:17 1 · 回答

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2021-07-21 18:16 1 · 回答

这道题答案C是不是有问题,还是因为最佳答案的原因

2020-08-09 21:39 1 · 回答

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2019-04-19 20:46 1 · 回答

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2018-11-12 23:20 1 · 回答