开发者:上海品职教育科技有限公司 隐私政策详情

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柠乐 · 2022年06月11日

不明白这个题目里面的关系

NO.PZ2016040303000005

问题如下:

Bronson provides investment advice to the board of trustees of a private university endowment fund. The trustees have provided Bronson with the fund’s financial information, including planned expenditures. Bronson receives a phone call on Friday afternoon from Murdock, a prominent alumnus, requesting that Bronson fax him comprehensive financial information about the fund. According to Murdock, he has a potential contributor but needs the information that day to close the deal and cannot contact any of the trustees. Based on the CFA Institute Standards, Bronson should:

选项:

A.

Send Murdock the information because disclosure would benefit the client.

B.

Not send Murdock the information to preserve confidentiality.

C.

Send Murdock the information, provided Bronson promptly notifies the trustees.

解释:

B  is correct.

This question relates to Standard III(A) –Loyalty, Prudence, and Care and Standard III(E) –Preservation of Confidentiality. In this case, the member manages funds of a private endowment. Clients, who are, in this case, the trustees of the fund, must place some trust in members and candidates. Bronson cannot disclose confidential financial information to anyone without the permission of the fund, regardless of whether the disclosure may benefit the fund. Therefore, answer A is incorrect. Answer C is incorrect because Bronson must notify the fund and obtain the fund’s permission before publicizing the information.

这道题目没有看懂,能帮我详细解释一下吗?谢谢
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王暄_品职助教 · 2022年06月12日

大致意思如下:

B同学在管理这个大学的基金,现在有一个校友叫M同学,M同学也想捐点钱给这个大学基金,但是,需要B同学先把大学基金的相关信息告诉他。

由于大学基金本身是B同学的客户,所以B同学需要位客户的信息保密,所以不能给M同学提供信息。所以选B

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NO.PZ2016040303000005 问题如下 Bronson provis investment aito the boarof trustees of a private university enwment fun The trustees have proviBronson with the funs financiinformation, inclung planneexpentures. Bronson receives a phone call on Friy afternoon from Murck, a prominent alumnus, requesting thBronson fhim comprehensive financiinformation about the fun Accorng to Murck, he ha potenticontributor but nee the information thy to close the ancannot contaany of the trustees. Baseon the CFA Institute Stanr, Bronson shoul A.SenMurthe information because sclosure woulbenefit the client. B.Not senMurthe information to preserve confintiality. C.SenMurthe information, proviBronson promptly notifies the trustees. is correct.This question relates to StanrIII(–Loyalty, Prunce, anCare anStanrIII(E) –Preservation of Confintiality. In this case, the member manages fun of a private enwment. Clients, who are, in this case, the trustees of the fun must plasome trust in members ancantes. Bronson cannot sclose confintifinanciinformation to anyone without the permission of the fun regaress of whether the sclosure mbenefit the fun Therefore, answer A is incorrect. Answer C is incorrebecause Bronson must notify the funanobtain the funs permission before publicizing the information. 这道题目前说的是潜在的捐献者不能给提供信息如果是已经捐了钱的,是不是就算这个enwment的利益相关者就可以讲了呢

2024-07-24 10:48 1 · 回答

NO.PZ2016040303000005 问题如下 Bronson provis investment aito the boarof trustees of a private university enwment fun The trustees have proviBronson with the funs financiinformation, inclung planneexpentures. Bronson receives a phone call on Friy afternoon from Murck, a prominent alumnus, requesting thBronson fhim comprehensive financiinformation about the fun Accorng to Murck, he ha potenticontributor but nee the information thy to close the ancannot contaany of the trustees. Baseon the CFA Institute Stanr, Bronson shoul A.SenMurthe information because sclosure woulbenefit the client. B.Not senMurthe information to preserve confintiality. C.SenMurthe information, proviBronson promptly notifies the trustees. is correct.This question relates to StanrIII(–Loyalty, Prunce, anCare anStanrIII(E) –Preservation of Confintiality. In this case, the member manages fun of a private enwment. Clients, who are, in this case, the trustees of the fun must plasome trust in members ancantes. Bronson cannot sclose confintifinanciinformation to anyone without the permission of the fun regaress of whether the sclosure mbenefit the fun Therefore, answer A is incorrect. Answer C is incorrebecause Bronson must notify the funanobtain the funs permission before publicizing the information. 所以说一般来说,基金经理需要为客户保密,但是如果客户自己同意披露,就可以披露出来?

2022-04-27 15:29 1 · 回答

Accorng to Murck, he ha potenticontributor but nee the information thy to close the ancannot contaany of the trustees. 这句话能详细一下吗? 不是很懂

2020-04-21 16:53 1 · 回答

为什么提供的这些信息算是涉密呢?只是spenng expentures而已啊,不是客户名单啊

2020-03-12 17:23 1 · 回答