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卿卿 · 2018年03月25日

问一道题:NO.PZ2015121801000120 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

解释里的后半段没读明白

1 个答案

李宗_品职助教 · 2018年03月26日

你好同学,解释中对三个选项分别做了概念的界定:

Investment guidelines: 根据客户需求制定投资规范,描述policy如何执行,包括policy中的投资限制(根据IPS要求)

Procedures:描述了IPS执行的详细步骤,以及在执行过程中发生偶发事件的应对措施

Statement of Duties & Responsibilities:描述了客户、投资经理、客户资产托管的应尽义务和责任

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NO.PZ2015121801000120问题如下 Whiof the following typictopiin investment polistatement (IPS) is most closely linketo the client’s \"stinctive nee\"?A.Proceres.B.Investment Guilines.C.Statement of ties anResponsibilities.is correct.Accorng to the reang, \"The sections of IPS thare most closely linketo the client’s stinctive nee are those aling with investment objectives anconstraints.\" Investment Guilines \"[provi] information about how polimexecute inclung investment constraints.\" Proceres \"[tail] the steps to taken to keep the IPS current anthe proceres to follow to responto various contingencies.\" Statement of ties anResponsibilities \"tail[s] the ties anresponsibilities of the client, the custoof the client’s assets, the investment managers, anso forth.\"为什么不能选c呢。。。

2023-08-18 20:45 1 · 回答

NO.PZ2015121801000120问题如下Whiof the following typictopiin investment polistatement (IPS) is most closely linketo the client’s \"stinctive nee\"? A.Proceres. B.Investment Guilines. C.Statement of ties anResponsibilities. is correct.Accorng to the reang, \"The sections of IPS thare most closely linketo the client’s stinctive nee are those aling with investment objectives anconstraints.\" Investment Guilines \"[provi] information about how polimexecute inclung investment constraints.\" Proceres \"[tail] the steps to taken to keep the IPS current anthe proceres to follow to responto various contingencies.\" Statement of ties anResponsibilities \"tail[s] the ties anresponsibilities of the client, the custoof the client’s assets, the investment managers, anso forth.\"问的不是哪一个和客户的独特需求相关吗?那不应该是在投资限制这部分里面体现的吗?投资限制是制作IPS的过程中要考虑的问题啊,A为什么不对呢

2022-03-24 18:06 1 · 回答

老师 stinctive nee应该是放在constrains里吧?

2020-10-13 21:15 1 · 回答

    这里的stinctive nee和constraints有什么区别?感觉都是个性化需求的意思啊

2018-06-24 18:27 1 · 回答