1、Which of the following statements is correct under the Code and Standards?
A CFA Institute members and candidates are prohibited from undertaking
independent practice in competition with their employer.
B Written consent from the employer is necessary to permit independent
practice that could result in compensation or other benefits in competition
with a member’s or candidate’s employer.
C Members and candidates are prohibited from making arrangements or
preparations to go into a competitive
C错再哪里？？为什么选B
2/
Cannan has been working from home on weekends and occasionally saves correspondence
with clients and completed work on her home computer. Because
of worsening market conditions, Cannan is one of several employees released
by her firm. While Cannan is looking for a new job, she uses the files she saved
at home to request letters of recommendation from former clients. She also
provides to prospective clients some of the reports as examples of her abilities.
A Cannan violated the Code and Standards because she did not receive permission
from her former employer to keep or use the files after her employment
ended.
B Cannan did not violate the Code and Standards because the files were created
and saved on her own time and computer.
C Cannan violated the Code and Standards because she is prohibited from
saving files on her home computer.
为什么不选C？
