NO.PZ201604030100004306
问题如下：
6. Does Telline violate any CFA Institute Standards in his allocation of IPO shares to Caper’s account?
选项：
A. No.
B. Yes, because the IPO is not suitable for Caper.
C. Yes, because he does not treat all his clients fairly.
解释：
C is correct.
Telline violates Standard III(B) –Fair Dealing by over-allocating shares to Caper. Telline carefully reviews both the proposed IPO and his client accounts to determine suitability. He fails to allocate the IPO shares on a pro-rata basis to all clients for whom the investment is suitable.
不是按照投资来分配的吗？
