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邮票LL · 2021年05月24日

DRC&PCP

麻烦老师解释一下什么时候归DRC管,什么时候是PCP 呢,另外这两个都是volunteer 组织吗
1 个答案

王暄_品职助教 · 2021年05月25日

DRC—这个部门负责审查会员、考生是否符合Ethics的要求。可以理解为纪检委

PCP—Professional Conduct Program,这是一个项目,具体制定准则的一个项目。

DRC是对PCP整个项目负责,且DRC是一个志愿者组织。


考点涉及:1.问你谁对整个道德准则指定负责,要知道是DRC,结尾C是Committee的意思;2.问DRC是不是志愿者组织,要知道,是的。


以下为原版书相关内容,共参考:

All CFA Institute members and candidates enrolled in the CFA Program are required to comply with the Code and Standards. The CFA Institute Board of Governors maintains oversight and responsibility for the Professional Conduct Program (PCP), which, in conjunction with the Disciplinary Review Committee (DRC), is responsible for enforcement of the Code and Standards. The DRC is a volunteer committee of CFA charterholders who serve on panels to review conduct and partner with Professional Conduct staff to establish and review professional conduct policies.

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