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kevinzhu · 2020年08月28日

问一道题:NO.PZ2018062009000010 [ CFA II ]

问题如下:

Aaron works for company A. The company used complex quantitative analysis and evaluated that the stock price of company B would increase from $15 per share to $20 per share. He stated to clients that, “Based on the fact, the stock price of company B will increase to $20 per share, I recommend a strong buy”. From this information, we can know that:

选项:

A.

He did not violate the standard.

B.

He violated the Standards because he failed to distinguish between opinions and facts in his recommendation.

C.

He violated the Standards because he did not use reasonable judgment.

解释:

B is correct.

According to Standard V(B) Communication with Clients and Prospective Clients, it requires that members and candidates must distinguish between facts and opinions. Aaron used the conclusion of the quantitative analysis as facts and told the clients which violated this Standard.

因为用了fact这个词,所以就违反了

1 个答案
已采纳答案

王暄_品职助教 · 2020年08月29日

嗨,爱思考的PZer你好:


是的,不仅因为fact,他还用了will这个词,这些都是形容事实的单词。因为这支股票涨价只是他们通过模型预测的。但他却说这是事实,很容易使投资者误解,所以违反了准则。


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