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陈Shelly · 2020年07月21日

问一道题:NO.PZ2019093001000005

问题如下:

Which of the following is most likely a key consideration in investment due diligence?

选项:

A.

Suitability of the investment vehicle

B.

Back office processes and procedures

C.

Depth of expertise and experience of investment personnel

解释:

C is correct.

Experienced investment personnel is a key aspect of investment due diligence. A strong back office and suitable investment vehicles are key aspects of operational due diligence.

就着这个考点,提一个问题:

operational due diligence

1.process and procedure

2.firm,term

3.investment vehicle

4.monitoring

investment due diligence(4P)

1.philosophy

2.process

3.people

4.portfolio

两个都有的process怎么区分呢?

2 个答案

吴昊_品职助教 · 2020年07月21日

不用谢啦。

吴昊_品职助教 · 2020年07月21日

同学你好:

虽然operational DD和investment DD都有process,但是我们还是要关注具体的表述,像这道题中的B选项“Back office” 后台一词对应的就是operational DD,所以选项B不正确。

吴昊_品职助教 · 2020年07月21日

补充一句,上图是基础班讲义P201页,可以参考一下。

陈Shelly · 2020年07月21日

谢谢!