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ANGELEYES7 · 2018年09月24日

问一道题:NO.PZ2016032801000033 [ CFA I ]

问题如下图:

选项:请问这里说的是关于违背准则的吗?感觉不是呢,能不能详细讲解一下啊,谢谢

A.

B.

C.

解释:

1 个答案
已采纳答案

品职辅导员_小明 · 2018年09月28日

主要是主人公P同学操纵市场, 目的是促成兼并交易 ,

A选项是,发公告说要有兼并意向,这是OK的,吸引Merger对象。

C选项同样是发公告也是OK的。

B选项的这个2000 shares确实看起来有点离谱,但是主要是和平时平均数据一比,这算是异常数据了。看题目信息的相对描述。

Pietro想提高被兼并的可能性,然后哪种行为违反了Code and standards。如下:

Pietro wants to increase the likelihood of structuring a merger deal quickly. Which of the following actions would most likely be a violation of the Code and Standards?

这2000 shares是周交易量的4倍,所以还是具有抬高股价的能力的。平时他处于正常的目的,是可以购买自己股票的;但是在此时,由于他想促成交易,从他的交易目的出发,大幅买入股票,抬高股价,提高谈判筹码。这是违反的。

ANGELEYES7 · 2018年09月29日

感觉自己当时没有认真读题,现在再做一遍反而很通透呢,谢谢

品职辅导员_小明 · 2018年09月29日

加油

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