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恬恬爱吃香菜 · 2018年08月08日

问一道题:NO.PZ2017121002000004 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

老师你好,这道题目考察的知识怎么理解呢,谢谢解答

1 个答案

V哥_品职助教 · 2018年08月09日

美国公司债的二级交易市场通常在OTC场外市场,T+3 settle,使用电子交易平台book-entry记录证券的所有权,不需要给到投资人持有证券的纸质证明,即无纸化交易。


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NO.PZ2017121002000004 问题如下 Corporate bonseconry market trang most often occurs: A.on a book-entry basis. B.on organizeexchanges. C.prior to settlement T + 1. A is correct.The vast majority of corporate bon are train over-the-counter (OTmarkets thuse electronic trang platforms through whiusers submit buy ansell orrs. Settlement of tras in the OTC markets occurs means of a simultaneous exchange of bon for cash on the books of the clearing system \"on a paperless, computerizebook-entry basis.\"考点corporate bon析Book-entry basis理解成电子记账系统;债券所有者没有Physical凭证,债券的所有权关系计入电子系统,故A正确。 Prior to settlement T+1的意思不是指 T+1是在结算之前吗?

2023-01-05 19:42 1 · 回答

NO.PZ2017121002000004问题如下Corporate bonseconry market trang most often occurs:A.on a book-entry basis.B.on organizeexchanges.C.prior to settlement T + 1. A is correct.The vast majority of corporate bon are train over-the-counter (OTmarkets thuse electronic trang platforms through whiusers submit buy ansell orrs. Settlement of tras in the OTC markets occurs means of a simultaneous exchange of bon for cash on the books of the clearing system \"on a paperless, computerizebook-entry basis.\"考点corporate bon析Book-entry basis理解成电子记账系统;债券所有者没有Physical凭证,债券的所有权关系计入电子系统,故A正确。 这个没看到老师讲啊 还是原版书习题 慌了

2022-11-21 02:02 1 · 回答

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2020-11-10 17:54 2 · 回答

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2020-03-22 12:55 1 · 回答

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2018-11-18 19:41 1 · 回答