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好好学习向前进 · 2023年07月30日

关于在职期间从事与雇主相竞争的业务

NO.PZ2016040301000020

问题如下:

Which of the following statements is correct under the Code and Standards?

选项:

A.

CFA Institute members and candidates are prohibited from undertaking independent practice in competition with their employer.

B.

Written consent from the employer is necessary to permit independent practice that could result in compensation or other benefits in competition with a member’s or candidate’s employer.

C.

Members and candidates are prohibited from making arrangements or preparations to go into a competitive business before terminating their relationship with their employer.

解释:

B is correct.

Under Standard IV(A) –Loyalty, members and candidates may undertake independent practice that may result in compensation or other benefit in competition with their employer as long as they obtain consent from their employer. Answer C is not consistent with the Standards because the Standards allow members and candidates to make arrangements or preparations to go into competitive business as long as those arrangements do not interfere with their duty to their current employer. Answer A is not consistent with the Standards because the Standards do not include a complete prohibition against undertaking independent practice.

在职期间是完全不允许从事与雇主相竞争的业务,还是只要得到雇主的允许,也可以从事?

1 个答案

王暄_品职助教 · 2023年07月30日

是的,协会没有完全禁止;只要我们完全披露,并且雇主允许,那就可以

好好学习向前进 · 2023年07月30日

感谢,记住了

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