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super31002 · 2021年10月25日

官网题 ethics-1 Q1

Jerome Foster, CFA, is the CEO of Foster Asset Management and the chair of the firm’s Investment Committee. Twenty years ago, he started the firm with 2 employees, and it has grown to 25 employees, of whom 5 are investment managers. Foster’s clients range from individuals with very conservative risk profiles allowing only money market instruments to large institutional investors with higher risk tolerance profiles. Foster is looking to further expand his business through acquisitions of privately owned asset management companies. He informs Mercy Ogalo, CFA, the head of compliance and risk, of his plans to be out of the office for extended periods of time while conducting initial interviews and due diligence visits.

我一拿到这个题就没什么好思路,看过答案后才发现其实都是想象这个Foster长期不在办公室可能出现的问题,原文中并没有相关背景。这种题有什么好方法吗?

1 个答案

王暄_品职助教 · 2021年10月26日

He informs Mercy Ogalo, CFA, the head of compliance and risk, of his plans to be out of the office for extended periods of time while conducting initial interviews and due diligence visits.


这种题目就根据选项来排除就行。

首先他打算外出去调差,那么调查就会涉及diligence and resaonable basis,刚好选项也有,那么首先排除C

接着看A,利益冲突的披露,这个看着感觉模棱两可可以放放。

然后B,保密性。那么外出调查大概率不会涉及透露客户的信息,所以这个最没有可能性,所以可以选B。


另外,这官网题出的很不好,考试不会遇见这种题目的..

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