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海伦岛主 · 2020年10月16日

问一道题:NO.PZ2018062009000001

问题如下:

Due to significant market changes, Tom, a financial analyst, plans to revise his recommendation about stock A in investment report from “sell” to “buy”. Immediately, he emailed all his clients about this change. Then he made telephone calls to several VIP clients and discussed some detailed information about stock A. The next day, Mr.White found Tom to made a sell order of 1000 shares for stock A. Tom rejected the order as it is opposite to his recommendation. Under the Standard on Fair Dealing, which of Tom’s actions is not recommended?

选项:

A.

Email all his client as soon as possible.

B.

Reject the order of Mr. White.

C.

Call VIP clients only and discuss more informations with them.

解释:

B is correct.

Standard III(B) Fair dealing suggests the firm to shorten the time between decision and distribution of information. “Fair” does not mean “equal”, therefore communication approach can be different among clients. Firm should disclose the different service levels to clients. When the clients make an opposite order that analyst suggested, analyst should ensure the client has received his suggest before placing the order. If the client insists previous opinion, then Tom should comply with Mr. White.

Mr.White found Tom to made a sell order of 1000 shares for stock A.

请问这句话是什么意思?看解析的意思是,Mr.White让Tom去卖?那这句话英语表述是否遗漏了信息?

1 个答案
已采纳答案

王暄_品职助教 · 2020年10月17日

嗨,爱思考的PZer你好:


这句话的意思是:White找到Tom,让Tom帮他卖1000份的股票A

没有遗漏信息哦,因为Tom现在把对于stock A的投资建议从卖改成了买。但Tom的客户White依然决定要卖,Tom要做的是先教育客户现,如果White依然坚持要卖,Tom只能尊重客户的决定。


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