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Victutu · 2020年09月17日

问一道题:NO.PZ2016032802000044 [ CFA II ]

问题如下:

Andy Smith, CFA, who will attend an interview of Swith Company. On the day of the interview, the employer asks her to explain the standard on Priority of Transactions. She says, "This standard requires that if family members are also the clients, their accounts should be treated the same as those of other clients. And the company's account can be traded before the clients." Andy's explanation is most likely:

选项:

A.

Correct.

B.

Incorrect, because company's account cannot be traded before the clients.

C.

Incorrect, because family members' accounts cannot be treated the same as the clients.

解释:

B is correct.

According to VI(B) Priority of Transactions, company's account cannot be traded before the clients. The explanation of the family members' accounts is correct.

不是说家庭成员账户视为自己的账户么?
1 个答案

王暄_品职助教 · 2020年09月17日

嗨,从没放弃的小努力你好:


所谓家庭成员视为自己账户是指:投资经理的妻子/丈夫;其他的家庭成员一律视为客户。


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虽然现在很辛苦,但努力过的感觉真的很好,加油!