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HG · 2020年07月20日

MS和LS law的问题

Applicable Law:

Member resides in LS country, does business in MS country; LS law applies, but it states that law of locality where business is conducted governs.

Duties:

Member must adhere to the law of MS country.

Explanation:

Because applicable law of the locality where the business is conducted governs and local law is stricter than the Code and Standards, member must adhere to the more strict applicable law.

标红的位置,不是应该遵循更加严格的law吗?为啥是LS law适用?虽然LS规定了遵循业务开展地的法律,但不是应该直接就是MS law适用吗,这样子就不需看LS law是怎么规定的了啊?

1 个答案

王暄_品职助教 · 2020年07月21日

嗨,努力学习的PZer你好:


你标红的句话主要就是给了一个条件,目的在于告诉CFA会员要遵守适用法律里的规定。所以不用太纠结。平时做题还是先选一个more strict, 再拿more strict和standards的比较。


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