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linc1783 · 2019年11月29日

问一道题:NO.PZ2018091705000106

问题如下:

During their meeting, Açor and Bañuq discuss charitable pledges that Udhamini has recently received and the likelihood that Njau will meet her charitable pledge.

The day after Açor’s meeting with Bañuq, Açor realizes that her actions in the meeting may have raised an ethical concern.

The ethical concern that Açor most likely raised is:

选项:

A.

KYC.

B.

suitability.

C.

confidentiality.

解释:

C is correct. The confidentiality standard is likely a concern because Açor may have shared confidential private information about Njau and her finances when she discussed Njau’s charitable pledge with her nephew, Bañuq. Standard III(E): Preservation of Confidentiality obliges wealth managers who possess highly personal and sensitive client information to maintain confidentiality. Keeping confidential information private may be challenging for Açor since she manages the portfolios of both family members.

这道题放在这个位置考是不是不太对?学习的进度还没有到这个内容呀

1 个答案

linc1783 · 2019年11月29日

不用回答我了,我发现我进错题库了。。