问题如下:
Recently Analyst Bob is studying regulatory environment in a country. He finds that
1. "Juydee" is an independent regulator but not a SRO.
2. "Wedidey" is a SRO but not an independent regulator.
Bob conclude that companies that subordinate to "Wedidey" should comply with the rules which set and enforced by "Wedidey". Bob’s conclusion is
选项:
A.correct
B.incorrect
C.Uncertain
解释:
A is correct.
考点:Classification of Regulations and Regulators
解析:"Wedidey"是一个SRO,因此他的权威不是来自政府授予,而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。
题目中说W 只是SRO,并不是独立监管者。 说明欸有得到政府的授权。 没有得到政府授权为什么可以要求会员遵守自己制定的规则呢?应该是要求会员遵守监管制定的规则吧?