NO.PZ202301190200000806
问题如下:
Based on the information provided regarding the tax-advantaged savings plan, the Harvest supervisor is least likely to have violated the Standard relating to:选项:
A.Suitability B.Independence and Objectivity C.Responsibilities of Supervisors解释:
demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity主管的责任【预防→发现→下属违反如何行动】,题目中都是主管在指示下属犯错,跟预防→发现→下属违反如何行动并无关联呀