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西红柿面 · 2025年05月06日

为什么主管的责任有问题?

* 问题详情,请 查看题干

NO.PZ202301190200000806

问题如下:

Based on the information provided regarding the tax-advantaged savings plan, the Harvest supervisor is least likely to have violated the Standard relating to:

选项:

A.Suitability B.Independence and Objectivity C.Responsibilities of Supervisors

解释:

demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity

主管的责任【预防→发现→下属违反如何行动】,题目中都是主管在指示下属犯错,跟预防→发现→下属违反如何行动并无关联呀

0 个答案