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vvnsw · 2025年01月18日

不理解这题

NO.PZ2024022002000206

问题如下:

In The Scenario Where A Member Oversees Two Family Accounts With Fee Obligations At Their Firm, Having Authority To Vote Shares In One Account And Sell Shares In Another, Does This Constitute The Member As A Beneficial Owner Under The Guidelines?

选项:

A.Not At All B.Solely For The Account With Voting Rights C.For Both Accounts With Voting And Selling Privileges

解释:

Option C Is Correct, As Per The Directives Of Standard VI(A) Concerning Disclosure Of Conflicts. The Definition Of Beneficial Ownership Includes Those With Financial Interests Or Control Over Voting And Disposal Of Securities. Therefore, The Member's Roles In Both Accounts Qualify Her As A Beneficial Owner According To These Standards.

为什么答案是c?

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