NO.PZ2024022002000011
问题如下：
If a regulatory authority mandates that financial advisors need only to assess the appropriateness of a product when advising clients, this regulation would most likely establish:选项：
A.A combination of both legal and ethical standards. B.Solely an ethical standard. C.Exclusively a legal standard.解释：
C Correct. The regulatory requirement for financial advisors to assess product suitability primarily establishes a legal standard. In contrast, imposing a fiduciary duty, where advisors must prioritize clients' interests over their own or the firm's, would constitute both a legal and ethical standard.RT
