No.PZ2016032801000002 (选择题)
来源:
Which statement about a manager’s use of client brokerage commissions violates the Code and Standards?
您的回答B, 正确答案是: C
A
A client may direct a manager to use that client’s brokerage commissions to purchase goods and services for that client.
B
不正确Client brokerage commissions should be used to benefit the client and should be commensurate with the value of the brokerage and research services received.
C
Client brokerage commissions may be directed to pay for the investment manager’s operating expenses.
