开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

chyje2007 · 2018年09月09日

问一道题:NO.PZ2016032801000006 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

老师,a选项什么意思呀?能翻译下吗?是说被授权人不受code and standards管制吗?因为他们不是cfa成员?

1 个答案

品职辅导员_小明 · 2018年09月11日

同学你好,这个理解是稍有偏误。即使他的下属不是CFA的会员或者候选人,但是M作为CFA会员,也需要履行他作为管理者的职能。

这句话的意思,更加偏重于说委任给了一个不是CFA会员的人,那么对这个人,M有没有监管责任,而不是说被委托的人,他们用不用遵守CFA准则。还是在监管者的角度来问的。

  • 1

    回答
  • 0

    关注
  • 548

    浏览
相关问题

NO.PZ2016032801000006问题如下Miller hea the researpartment of a large brokerage firm. The firm hmany analysts, some of whom are subjeto the Co anStanr. If Miller legates some supervisory ties, whistatement best scribes her responsibilities unr the Co anStanr? A.Miller’s supervisory responsibilities not apply to those subornates who are not subjeto the Co anStanr. B.Miller no longer hsupervisory responsibility for those ties legateto her subornates. C.Miller retains supervisory responsibility for all subornates spite her legation of some ties. C is correct.Unr StanrIV(–Responsibilities of Supervisors, members ancantes mlegate supervisory ties to subornates but sulegation es not relieve members or cantes of their supervisory responsibilities. a result, answer B is incorrect. Moreover, whether or not Miller’s subornates are subjeto the Co anStanr is irrelevant to her supervisory responsibilities. Therefore, answer A is incorrect.想请问一下如果不是CFA的member是不是就不需要遵守这些co anstanrs呢 记得前面好像又说到过 谢谢!

2022-04-18 22:25 1 · 回答

NO.PZ2016032801000006 Miller no longer hsupervisory responsibility for those ties legateto her subornates. Miller retains supervisory responsibility for all subornates spite her legation of some ties. C is correct. Unr StanrIV(–Responsibilities of Supervisors, members ancantes mlegate supervisory ties to subornates but sulegation es not relieve members or cantes of their supervisory responsibilities. a result, answer B is incorrect. Moreover, whether or not Miller’s subornates are subjeto the Co anStanr is irrelevant to her supervisory responsibilities. Therefore, answer A is incorrect.请一下题目和各个

2021-06-13 14:41 1 · 回答

老师,是不是不管委托与否,领导都有责任?那谈委托有什么意义呢?有没有委托后可以免责的内容

2019-05-18 14:58 1 · 回答

没看懂这道题 对应哪个考点

2018-06-01 08:17 1 · 回答