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Haoyun Deng · 2024年07月26日

detailed performance examination

NO.PZ2022010501000021

问题如下:

Renner, Williams & Woods decides to have its equity and balanced composites verified. Because the firm has only a handful of fixed-income accounts and does not present fixed-income management results in marketing materials shown to prospects, management decides that it would be a waste of time and money to hire a verification firm to verify such a small composite. Is it possible for Renner, Williams & Woods to obtain a firm-wide verification that covers only the equity and balanced composites?

选项:

解释:

No, a firm may not choose to have only a portion of the firm verified. A firm that has been verified may choose to have a detailed performance examination conducted on one or more specific composites, but verification cannot be carried out on only select composites, pooled funds, or portfolios. Firms must not state that a particular composite has been “verified.”

不行,公司不得选择仅对公司的一部分进行验证。 经过验证的公司可以选择对一个或多个特定composites进行详细的绩效检查,但不能仅对选定的composites、集合基金或投资组合进行验证。 公司不得声明特定的复合材料已经“验证”。

答案里说“A firm that has been verified may choose to have a detailed performance examination”,这个意思是说只有verified的firm才能去选择进行detailed performance examination,没有被verified的firm就不能吗?

1 个答案

伯恩_品职助教 · 2024年07月26日

嗨,爱思考的PZer你好:


其实意思是抽检,不能指定的检查

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