Joy Chen, CFA, trades Xydeo stock for Omega. One month following the switch
to the new order-handling system, Chen is able to execute a number of principal
riskless transactions for both institutional and retail clients at $25.00 per share.
When processing the customer buy orders totaling 500,000 shares, the new
system automatically uses the best-publicized price of $25.01, and then the firm
issues client confirmations showing a purchase price of $25.01. 此处答案表示 对个人客户违规了，对机构客户没有违规行为，fair dealing问题。从哪里看的出来那0.01差异是只针对个人客户？没看出来
