NO.PZ2023031302000011
问题如下：
The manager considers appropriate policies for the governance of the firm’s risk reporting framework. Which of the following would be least appropriate for the manager to recommend?
选项：
A.The central operational risk function should aggregate information from each of the business units about operational risk exposures.
Weaknesses and vulnerabilities in the control systems should be reported to the audit committee.
C.The audit committee is responsible for overseeing the proper and effective execution of the ORM framework.
D.Action plans are tracked and reported by the business-line owner.
解释：
考点：Operational Risk Reporting
解析：执行委员会（而非审计委员会）负责监督ORM框架中适当且有效的执行。故选项C表述不正确，当选。其余选项表述均正确。
- weakness为啥是报给审计委员会，不是报给风控？
- 审计不是去管风控的全面风险管理是否执行完善吗，为啥选C呢
