NO.PZ201604030300004502
问题如下：
2. Are the record-retention policies of both Khadri and Vinken consistent with CFA Institute Standards?
选项：
A.Yes.
B.No, Khadri’s policy is not consistent.
C.No, Vinken’s policy is not consistent.
解释：
A is correct.
The policies of both Khadri and Vinken are consistent with Standard V(C) — Record Retention, which states that members and candidates must develop and maintain appropriate records to support their investment analyses, recommendation, actions, performance and other communications with clients and prospective clients. The records required to support recommendations and/or investment actions depend on the role of the member or candidate in the investment decision-making process. Records can be maintained either in hard copy or electronic form. Even though they use different methods, Khadri and Vinken each maintain the appropriate records and have adequate systems of record control.
只看到实际操作是按照5年执行的，但没有看到哪里写地方、公司政策要求5年。
