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wjzhyt · 2018年05月15日

问一道题:NO.PZ2016032801000013 [ CFA I ]

问题如下图:

    

选项:

A.

B.

C.

解释:


C我理解想问下B,B不会产生不好的影响吗

1 个答案

韩韩_品职助教 · 2018年05月16日

同学你好,额外收入只要披露给雇主,而且雇主同意收,那么就可以收取,而不需要拒绝所有的额外收入。

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NO.PZ2016032801000013 问题如下 Jurgen is a portfolio manager. One of her firm’s clients htolJurgen thhe will compensate her beyonthe compensation proviher firm on the basis of the capitappreciation of his portfolio eayear. Jurgen shoul A.Turn wn the aitioncompensation because it will result in conflicts with the interests of other clients’ accounts. B.Turn wn the aitioncompensation because it will create une pressure on her to achieve strong short-term performance. C.Obtain permission from her employer prior to accepting the compensation arrangement. C is correct.This question involves StanrIV(–AitionCompensation Arrangements. The arrangement scribein the question — whereJurgen woulcompensatebeyonthe compensation proviher firm, on the basis of account’s performan — is not a violation of the Stanr long Jurgen scloses the arrangement in writing to her employer anobtains permission from her employer prior to entering into the arrangement. Answers A anB are incorrect; although the private compensation arrangement coulconfliwith the interests of other clients anleto short-term performanpressures, members ancantes menter into suagreements long they have sclosethe arrangements to their employer anobtainepermission for the arrangement from their employer. 知道是C,但是A也貌似有道理,可以说一下A哪里不准确吗?谢谢。

2022-11-08 01:13 2 · 回答

NO.PZ2016032801000013问题如下 Jurgen is a portfolio manager. One of her firm’s clients htolJurgen thhe will compensate her beyonthe compensation proviher firm on the basis of the capitappreciation of his portfolio eayear. Jurgen shoulA.Turn wn the aitioncompensation because it will result in conflicts with the interests of other clients’ accounts.B.Turn wn the aitioncompensation because it will create une pressure on her to achieve strong short-term performance.C.Obtain permission from her employer prior to accepting the compensation arrangement.C is correct.This question involves StanrIV(–AitionCompensation Arrangements. The arrangement scribein the question — whereJurgen woulcompensatebeyonthe compensation proviher firm, on the basis of account’s performan — is not a violation of the Stanr long Jurgen scloses the arrangement in writing to her employer anobtains permission from her employer prior to entering into the arrangement. Answers A anB are incorrect; although the private compensation arrangement coulconfliwith the interests of other clients anleto short-term performanpressures, members ancantes menter into suagreements long they have sclosethe arrangements to their employer anobtainepermission for the arrangement from their employer.​permission是书面同意吗?

2022-10-25 20:41 1 · 回答

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这道题是什么意思呢 不太明白

2019-12-02 21:03 1 · 回答

这个属于事前的礼物吧?事前礼物不可以收吧?会影响独立客观性?

2019-04-15 03:40 1 · 回答