NO.PZ2016032802000019
问题如下：
Mila Griy, CFA, an analyst in Deal Capital. Her child will study abroad next week which makes her sell all shares of her stock on Seven Company of her personal account to raise money. But recently, her company just recommends "buy" on Seven Company's stock. Does her action violate the Code and Standards?
选项：
A.
Yes, because she cannot do the transactions which is contrary to company's recommendations.
B.
No, because she cannot hold the same stock which her company recommends.
C.
No, because she can sell the stock of her personal account in this case.
解释：
C is correct.
According to the Code and Standards, Mila can sell the stock in her personal account in this case which does not disadvantage clients, benefit personally from client trades, or violate the regulations applied.
好像有其他的课后题是说要先取得公司同意后才能实施跟公司策略相反的操作，跟这一题有什么区别呢？
